Ctrl Worx Watch List › Company

Kaival Brands Innovations Group, Inc. (KAVL): material weakness open at least 2,189 days

By , Ctrl Worx™. Built from its own SEC filings. How the Clock works.

Kaival Brands Innovations Group, Inc. reported ineffective internal control over financial reporting because of a material weakness in 6 filings since Feb 12, 2021. It stated one or more material weaknesses in 16 more SEC filings that gave no conclusion on whether that control is effective. The latest was its 10-Q for the period ended Jul 31, 2026.

Ctrl Worx Watch List™ status

On the Clock
6.0 yearsopen since at least Oct 31, 2020
10-Q, Sep 14, 2026latest filing that reports the weakness. Read it on SEC EDGAR
#37 of 1,250on the Clock by time open, tied with 7 other companies that share its start date. See the Clock

Still filing, and no annual report of its own says the weakness is fixed.

Checked against SEC EDGAR: Oct 29, 2026 · Entry #11457

Filings with a weakness22
First in our dataFeb 12, 2021
AuditorMaloneBailey, LLP

Causes the company named

Segregation of duties · 11Not described · 10Accounting expertise and resources · 10Financial close and reporting · 8Entity-level and governance · 6

Material weaknesses in internal control over financial reporting were reported in the prior year 10-K.

What the latest filing says

Our management has concluded, based on their evaluation, that the disclosure controls and procedures were not effective as of the end of the period covered by this Report due to material weaknesses in our internal control over financial reporting as disclosed in our Annual Report on Form 10-K for the year ended October 31, 2025. Changes in Internal Control over Financial Reporting There have been no changes in our internal control over financial reporting (as that term is defined in Rules 13(a)-15(f) and 15(d)-15(f) of the Exchange Act) that have occurred during the quarter ended July 31, 2026 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting. [...]

From the controls section of the 10-Q filed Sep 14, 2026. Read the full filing on SEC EDGAR.

Company response: Kaival Brands Innovations Group, Inc. can send a statement or a link to its remediation update to russell@ctrlworx.com. We post it here, unedited and dated.

Filings

FiledFormPeriodControlsCausesFiling
Sep 14, 202610-QJul 31, 2026Material weakness stated, no ICFR conclusionNot describedEDGAR
Jun 16, 202610-QApr 30, 2026Material weakness stated, no ICFR conclusionNot describedEDGAR
Mar 13, 202610-QJan 31, 2026Material weakness stated, no ICFR conclusionNot describedEDGAR
Jan 29, 202610-KOct 31, 2025Not effectiveSegregation of duties; Financial close and reportingEDGAR
Sep 16, 202510-QJul 31, 2025Material weakness stated, no ICFR conclusionNot describedEDGAR
Jun 10, 202510-QApr 30, 2025Material weakness stated, no ICFR conclusionNot describedEDGAR
Mar 17, 202510-QJan 31, 2025Material weakness stated, no ICFR conclusionNot describedEDGAR
Feb 10, 202510-KOct 31, 2024Not effectiveSegregation of duties; Financial close and reporting; Accounting expertise and resourcesEDGAR
Sep 20, 202410-QJul 31, 2024Material weakness stated, no ICFR conclusionNot describedEDGAR
Jun 18, 202410-QApr 30, 2024Material weakness stated, no ICFR conclusionSegregation of duties; Accounting expertise and resources; Entity-level and governanceEDGAR
Mar 25, 202410-QJan 31, 2024Material weakness stated, no ICFR conclusionSegregation of duties; Accounting expertise and resources; Entity-level and governanceEDGAR
Feb 14, 202410-KOct 31, 2023Not effectiveSegregation of duties; Financial close and reporting; Accounting expertise and resources; Entity-level and governanceEDGAR
Sep 19, 202310-QJul 31, 2023Material weakness stated, no ICFR conclusionSegregation of duties; Financial close and reporting; Accounting expertise and resourcesEDGAR
Jun 14, 202310-QApr 30, 2023Material weakness stated, no ICFR conclusionSegregation of duties; Accounting expertise and resources; Entity-level and governanceEDGAR
Mar 17, 202310-QJan 31, 2023Material weakness stated, no ICFR conclusionSegregation of duties; Accounting expertise and resources; Entity-level and governanceEDGAR
Jan 30, 202310-KOct 31, 2022Not effectiveSegregation of duties; Financial close and reporting; Accounting expertise and resourcesEDGAR
Sep 12, 202210-QJul 31, 2022Material weakness stated, no ICFR conclusionFinancial close and reporting; Accounting expertise and resourcesEDGAR
Jun 21, 202210-QApr 30, 2022Not statedEDGAR
Mar 17, 202210-QJan 31, 2022Not statedEDGAR
Feb 16, 202210-KOct 31, 2021Not effectiveSegregation of duties; Financial close and reporting; Accounting expertise and resourcesEDGAR
Sep 14, 202110-QJul 31, 2021Material weakness stated, no ICFR conclusionNot describedEDGAR
Jun 21, 202110-QApr 30, 2021Material weakness stated, no ICFR conclusionNot describedEDGAR
Mar 16, 202110-QJan 31, 2021Material weakness stated, no ICFR conclusionNot describedEDGAR
Feb 12, 202110-KOct 31, 2020Not effectiveSegregation of duties; Financial close and reporting; Entity-level and governanceEDGAR

Others on the Clock in the same industry

By SEC industry code: 5960, Retail-Nonstore Retailers, then related codes.

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Based on public SEC filings. Causes are grouped into standard categories by Ctrl Worx. The filings are the authority. Ctrl Worx is not affiliated with Kaival Brands Innovations Group, Inc. or the SEC. Not investment advice. Why you can rely on the Watch List.